Kaili-Winters

Kaili Winters

Kaili has extensive compliance experience at one of the top 3 Broker/Dealers in the US, one of the fastest growing TAMPs, as well as audit experience with both Finra and the SEC. Her broad-based knowledge of both the BD and the RIA side of the industry will prove extremely helpful. She has her Series, 7, 66, 24, and Insurance licenses.

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